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Funds Group: Guinness Atkinson Funds
Management Company: Guinness Atkinson Asset Management, Inc.
Funds Affected: Guinness Atkinson Alternative Energy Fund
Principal Sustainable Investment Management Strategy: Thematic Investing-Alternative Energy

Fund Summary:

New Assets: $287 M
Oldest Funds Launched In: 1994
Number Of Funds | Share Classes: 8 | 9
Avg  Manager Tenure: 12.1 years
Expense Range::1.2% to 6.8% AVG: 1.7%
Percentage Of No Load Funds: 100%

Fund Description:

The fund invests in equity securities of alternative energy companies (both U.S. and non-U.S.). Alternative energy companies include, but are not limited to companies that generate power through solar, wind, hydroelectric, tidal wave, geothermal, biomass or biofuels and the various companies that provide the equipment and technologies that enable these sources to be tapped, used, stored or transported, including companies that create, facilitate or improve technologies that conserve or enable more efficient use of energy.

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Many questions have surfaced in recent years regarding sustainable and ESG investing.  Here, investors and financial intermediaries will find materials that describe the various approaches to sustainable investing and their implementation.  While sustainable investing approaches vary and they have thus far defied universally accepted definitions, many practitioners agree that they fall into the following broad categories:  Values-based investing, investing via exclusions, impact investing, thematic investments and ESG integration.  In conjunction with each of these approaches, investors may also adopt various issuer engagement procedures and proxy voting practices.  That said, sustainable investing approaches will continue to evolve.

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